第 9 章. XML 处理

9.1. 深入探讨

接下来的两章是关于在 Python 中处理 XML 的。如果您已经了解 XML 文档的外观,知道它是由结构化标签组成以形成元素层次结构等等,这将对您有所帮助。如果您对此感到困惑,可以参考许多 XML 教程 来解释基础知识。

即使您对 XML 不感兴趣,也应该阅读这些章节,因为它们涵盖了 Python 包、Unicode、命令行参数以及如何使用 getattr 进行方法分派等重要主题。

学习哲学专业不是必需的,但如果您曾经不幸地接触过伊曼努尔·康德的著作,那么您会比那些主修计算机科学等有用专业的人更能理解这个示例程序。

使用 XML 有两种基本方法。一种称为 SAX(“XML 简单 API”),它的工作原理是一次读取一小部分 XML,并在找到每个元素时调用一个方法。(如果您阅读了 第 8 章,HTML 处理,这听起来应该很熟悉,因为这就是 sgmllib 模块的工作方式。)另一种称为 DOM(“文档对象模型”),它的工作原理是一次性读取整个 XML 文档,并使用以树形结构链接的原生 Python 类创建其内部表示。 Python 具有用于这两种解析类型的标准模块,但本章只讨论如何使用 DOM

以下是一个完整的 Python 程序,它根据以 XML 格式定义的上下文无关语法生成伪随机输出。如果您还不理解这意味着什么,请不要担心;在接下来的两章中,您将更深入地研究程序的输入和输出。

示例 9.1. kgp.py

如果您还没有下载,可以 下载本书中使用的这个示例和其他示例

"""Kant Generator for Python

Generates mock philosophy based on a context-free grammar

Usage: python kgp.py [options] [source]

Options:
  -g ..., --grammar=...   use specified grammar file or URL
  -h, --help              show this help
  -d                      show debugging information while parsing

Examples:
  kgp.py                  generates several paragraphs of Kantian philosophy
  kgp.py -g husserl.xml   generates several paragraphs of Husserl
  kpg.py "<xref id='paragraph'/>"  generates a paragraph of Kant
  kgp.py template.xml     reads from template.xml to decide what to generate
"""
from xml.dom import minidom
import random
import toolbox
import sys
import getopt

_debug = 0

class NoSourceError(Exception): pass

class KantGenerator:
    """generates mock philosophy based on a context-free grammar"""

    def __init__(self, grammar, source=None):
        self.loadGrammar(grammar)
        self.loadSource(source and source or self.getDefaultSource())
        self.refresh()

    def _load(self, source):
        """load XML input source, return parsed XML document

        - a URL of a remote XML file ("https://diveintopythonbook.pythonlang.cn/kant.xml")
        - a filename of a local XML file ("~/diveintopython/common/py/kant.xml")
        - standard input ("-")
        - the actual XML document, as a string
        """
        sock = toolbox.openAnything(source)
        xmldoc = minidom.parse(sock).documentElement
        sock.close()
        return xmldoc

    def loadGrammar(self, grammar):                         
        """load context-free grammar"""                     
        self.grammar = self._load(grammar)                  
        self.refs = {}                                      
        for ref in self.grammar.getElementsByTagName("ref"):
            self.refs[ref.attributes["id"].value] = ref     

    def loadSource(self, source):
        """load source"""
        self.source = self._load(source)

    def getDefaultSource(self):
        """guess default source of the current grammar
        
        The default source will be one of the <ref>s that is not
        cross-referenced.  This sounds complicated but it's not.
        Example: The default source for kant.xml is
        "<xref id='section'/>", because 'section' is the one <ref>
        that is not <xref>'d anywhere in the grammar.
        In most grammars, the default source will produce the
        longest (and most interesting) output.
        """
        xrefs = {}
        for xref in self.grammar.getElementsByTagName("xref"):
            xrefs[xref.attributes["id"].value] = 1
        xrefs = xrefs.keys()
        standaloneXrefs = [e for e in self.refs.keys() if e not in xrefs]
        if not standaloneXrefs:
            raise NoSourceError, "can't guess source, and no source specified"
        return '<xref id="%s"/>' % random.choice(standaloneXrefs)
        
    def reset(self):
        """reset parser"""
        self.pieces = []
        self.capitalizeNextWord = 0

    def refresh(self):
        """reset output buffer, re-parse entire source file, and return output
        
        Since parsing involves a good deal of randomness, this is an
        easy way to get new output without having to reload a grammar file
        each time.
        """
        self.reset()
        self.parse(self.source)
        return self.output()

    def output(self):
        """output generated text"""
        return "".join(self.pieces)

    def randomChildElement(self, node):
        """choose a random child element of a node
        
        This is a utility method used by do_xref and do_choice.
        """
        choices = [e for e in node.childNodes
                   if e.nodeType == e.ELEMENT_NODE]
        chosen = random.choice(choices)            
        if _debug:                                 
            sys.stderr.write('%s available choices: %s\n' % \
                (len(choices), [e.toxml() for e in choices]))
            sys.stderr.write('Chosen: %s\n' % chosen.toxml())
        return chosen                              

    def parse(self, node):         
        """parse a single XML node
        
        A parsed XML document (from minidom.parse) is a tree of nodes
        of various types.  Each node is represented by an instance of the
        corresponding Python class (Element for a tag, Text for
        text data, Document for the top-level document).  The following
        statement constructs the name of a class method based on the type
        of node we're parsing ("parse_Element" for an Element node,
        "parse_Text" for a Text node, etc.) and then calls the method.
        """
        parseMethod = getattr(self, "parse_%s" % node.__class__.__name__)
        parseMethod(node)

    def parse_Document(self, node):
        """parse the document node
        
        The document node by itself isn't interesting (to us), but
        its only child, node.documentElement, is: it's the root node
        of the grammar.
        """
        self.parse(node.documentElement)

    def parse_Text(self, node):    
        """parse a text node
        
        The text of a text node is usually added to the output buffer
        verbatim.  The one exception is that <p class='sentence'> sets
        a flag to capitalize the first letter of the next word.  If
        that flag is set, we capitalize the text and reset the flag.
        """
        text = node.data
        if self.capitalizeNextWord:
            self.pieces.append(text[0].upper())
            self.pieces.append(text[1:])
            self.capitalizeNextWord = 0
        else:
            self.pieces.append(text)

    def parse_Element(self, node): 
        """parse an element
        
        An XML element corresponds to an actual tag in the source:
        <xref id='...'>, <p chance='...'>, <choice>, etc.
        Each element type is handled in its own method.  Like we did in
        parse(), we construct a method name based on the name of the
        element ("do_xref" for an <xref> tag, etc.) and
        call the method.
        """
        handlerMethod = getattr(self, "do_%s" % node.tagName)
        handlerMethod(node)

    def parse_Comment(self, node):
        """parse a comment
        
        The grammar can contain XML comments, but we ignore them
        """
        pass
    
    def do_xref(self, node):
        """handle <xref id='...'> tag
        
        An <xref id='...'> tag is a cross-reference to a <ref id='...'>
        tag.  <xref id='sentence'/> evaluates to a randomly chosen child of
        <ref id='sentence'>.
        """
        id = node.attributes["id"].value
        self.parse(self.randomChildElement(self.refs[id]))

    def do_p(self, node):
        """handle <p> tag
        
        The <p> tag is the core of the grammar.  It can contain almost
        anything: freeform text, <choice> tags, <xref> tags, even other
        <p> tags.  If a "class='sentence'" attribute is found, a flag
        is set and the next word will be capitalized.  If a "chance='X'"
        attribute is found, there is an X% chance that the tag will be
        evaluated (and therefore a (100-X)% chance that it will be
        completely ignored)
        """
        keys = node.attributes.keys()
        if "class" in keys:
            if node.attributes["class"].value == "sentence":
                self.capitalizeNextWord = 1
        if "chance" in keys:
            chance = int(node.attributes["chance"].value)
            doit = (chance > random.randrange(100))
        else:
            doit = 1
        if doit:
            for child in node.childNodes: self.parse(child)

    def do_choice(self, node):
        """handle <choice> tag
        
        A <choice> tag contains one or more <p> tags.  One <p> tag
        is chosen at random and evaluated; the rest are ignored.
        """
        self.parse(self.randomChildElement(node))

def usage():
    print __doc__

def main(argv):                         
    grammar = "kant.xml"                
    try:                                
        opts, args = getopt.getopt(argv, "hg:d", ["help", "grammar="])
    except getopt.GetoptError:          
        usage()                         
        sys.exit(2)                     
    for opt, arg in opts:               
        if opt in ("-h", "--help"):     
            usage()                     
            sys.exit()                  
        elif opt == '-d':               
            global _debug               
            _debug = 1                  
        elif opt in ("-g", "--grammar"):
            grammar = arg               
    
    source = "".join(args)              

    k = KantGenerator(grammar, source)
    print k.output()

if __name__ == "__main__":
    main(sys.argv[1:])

示例 9.2. toolbox.py

"""Miscellaneous utility functions"""

def openAnything(source):            
    """URI, filename, or string --> stream

    This function lets you define parsers that take any input source
    (URL, pathname to local or network file, or actual data as a string)
    and deal with it in a uniform manner.  Returned object is guaranteed
    to have all the basic stdio read methods (read, readline, readlines).
    Just .close() the object when you're done with it.
    
    Examples:
    >>> from xml.dom import minidom
    >>> sock = openAnything("https://127.0.0.1/kant.xml")
    >>> doc = minidom.parse(sock)
    >>> sock.close()
    >>> sock = openAnything("c:\\inetpub\\wwwroot\\kant.xml")
    >>> doc = minidom.parse(sock)
    >>> sock.close()
    >>> sock = openAnything("<ref id='conjunction'><text>and</text><text>or</text></ref>")
    >>> doc = minidom.parse(sock)
    >>> sock.close()
    """
    if hasattr(source, "read"):
        return source

    if source == '-':
        import sys
        return sys.stdin

    # try to open with urllib (if source is http, ftp, or file URL)
    import urllib                         
    try:                                  
        return urllib.urlopen(source)     
    except (IOError, OSError):            
        pass                              
    
    # try to open with native open function (if source is pathname)
    try:                                  
        return open(source)               
    except (IOError, OSError):            
        pass                              
    
    # treat source as string
    import StringIO                       
    return StringIO.StringIO(str(source)) 

单独运行程序 kgp.py,它将解析默认的基于 XML 的语法(位于 kant.xml 中),并以伊曼努尔·康德的风格打印几段哲学内容。

示例 9.3. kgp.py 的示例输出

[you@localhost kgp]$ python kgp.py
     As is shown in the writings of Hume, our a priori concepts, in
reference to ends, abstract from all content of knowledge; in the study
of space, the discipline of human reason, in accordance with the
principles of philosophy, is the clue to the discovery of the
Transcendental Deduction.  The transcendental aesthetic, in all
theoretical sciences, occupies part of the sphere of human reason
concerning the existence of our ideas in general; still, the
never-ending regress in the series of empirical conditions constitutes
the whole content for the transcendental unity of apperception.  What
we have alone been able to show is that, even as this relates to the
architectonic of human reason, the Ideal may not contradict itself, but
it is still possible that it may be in contradictions with the
employment of the pure employment of our hypothetical judgements, but
natural causes (and I assert that this is the case) prove the validity
of the discipline of pure reason.  As we have already seen, time (and
it is obvious that this is true) proves the validity of time, and the
architectonic of human reason, in the full sense of these terms,
abstracts from all content of knowledge.  I assert, in the case of the
discipline of practical reason, that the Antinomies are just as
necessary as natural causes, since knowledge of the phenomena is a
posteriori.
    The discipline of human reason, as I have elsewhere shown, is by
its very nature contradictory, but our ideas exclude the possibility of
the Antinomies.  We can deduce that, on the contrary, the pure
employment of philosophy, on the contrary, is by its very nature
contradictory, but our sense perceptions are a representation of, in
the case of space, metaphysics.  The thing in itself is a
representation of philosophy.  Applied logic is the clue to the
discovery of natural causes.  However, what we have alone been able to
show is that our ideas, in other words, should only be used as a canon
for the Ideal, because of our necessary ignorance of the conditions.

[...snip...]

当然,这完全是胡言乱语。好吧,也不完全是胡言乱语。它在语法上是正确(尽管非常冗长——康德不是那种开门见山的人)。其中一些内容实际上可能是正确的(或者至少是康德会同意的观点),一些内容是明显错误的,而大多数内容只是不连贯的。但所有这些都是伊曼努尔·康德的风格。

让我再说一遍,如果您现在是或曾经是哲学专业的学生,这会更加有趣。

这个程序有趣的地方在于它与康德无关。上一个示例中的所有内容都来自语法文件 kant.xml。如果您告诉程序使用不同的语法文件(您可以在命令行中指定),则输出将完全不同。

示例 9.4. kgp.py 的更简单输出

[you@localhost kgp]$ python kgp.py -g binary.xml
00101001
[you@localhost kgp]$ python kgp.py -g binary.xml
10110100

您将在本章稍后更详细地了解语法文件的结构。现在,您只需要知道语法文件定义了输出的结构,而 kgp.py 程序会读取语法并随机决定在何处插入哪些单词。